Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Mcmurray | PA | 06/2007 | 07/2023 |
| Lpl Financial Llc | Mcmurray | PA | 07/2023 | Present |
| Lpl Financial | Mcmurray | PA | 07/2023 | Present |
1) 06/14/2023 - Pittsburgh Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 200 Hours per month. 2) 06/14/2023 - Pittsburgh Financial - Non-Variable Insurance - Selling: Tri-State Brokerage - PA 15317 - Investment related - 4 Hours per month - Start date: 6/1/2023. 3) 06/14/2023 - DSR Properties - Real Estate Rental - PA 15317 - Investment related - 800 Hours per month - Start date: 6/6/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-09 |
Reach out to this advisor