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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-10
  • PA RA
    APPROVED
    Since 2023-07-10

Branch Locations

205 E Mcmurray Rd, Mcmurray, PA 15317 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Mcmurray PA 06/2007 07/2023
Lpl Financial Llc Mcmurray PA 07/2023 Present
Lpl Financial Mcmurray PA 07/2023 Present
  • 06/2007 → 07/2023
    Royal Alliance Associates, Inc.
    Mcmurray, PA
  • 07/2023 → Present
    Mcmurray, PA
  • 07/2023 → Present
    Lpl Financial
    Mcmurray, PA
Previous Registrations
Other Businesses

1) 06/14/2023 - Pittsburgh Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 200 Hours per month. 2) 06/14/2023 - Pittsburgh Financial - Non-Variable Insurance - Selling: Tri-State Brokerage - PA 15317 - Investment related - 4 Hours per month - Start date: 6/1/2023. 3) 06/14/2023 - DSR Properties - Real Estate Rental - PA 15317 - Investment related - 800 Hours per month - Start date: 6/6/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-15
S63 Uniform Securities Agent State Law Examination 2008-06-09
  • S66 Uniform Combined State Law Examination
    2011-09-15
  • S63 Uniform Securities Agent State Law Examination
    2008-06-09

View on SEC IAPD

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