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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-07 |
| CA | RA | APPROVED | 2013-03-22 |
Branch Locations
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Santa Rosa | CA | 03/2013 | Present |
| Wells Fargo Advisors Llc | Santa Rosa | CA | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | Present |
SANTA ROSA SYMPHONY ASSOCIATION; INVESTMENT RELATED; SANTA ROSA, CA; TREASURER; START 10/25/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; P&L AND BALANCE SHEETS, ENDOWMENT CONTRIBUTIONS TO THE OPERATING BUDGET.| REDWOOD EMPIRE ESTATE PLANNING COUNCIL; NOT INV RELATED; SANTA ROSA, CA; ELEVATE ESTATE PLANNING; SECRETARY; START DATE: 10/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-29 |
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