Stephanie Elyse Hays

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Principal Life Insurance Company
  Southlake, TX
• 04/2017 → Present
  Hays Financial Strategies
  Southlake, TX
• 03/2016 → Present
  Principal Securities Inc
  Southlake, TX

Previous Registrations

• 2009-03-17 → 2011-06-06
  Lincoln Investment
  Irving, TX

Other Businesses

*OUTSIDE INSURANCE, SELLING FIXED LIFE & ANNUITIES, DI, LTC, 7/21/11. *OUTSIDE INSURANCE, BROKER FIXED ANNUITIES, 02/17/2012. ***Hays Financial Strategies; Not Investment Related; 1207 S White Chapel Blvd, Suite 125, Southlake TX 76092; Owner; Owns 100% of Hays Financial Strategies. Entity established for tax purposes.; Start Date: 12/10/2017; 0 hrs per month; 0 during trading hours. ***Condo-Rental; Not Investment Related; Rosa Beach, FL; Owner; property manager, spouse will be managing property, but will be on the property/loan; Start Date: 11/04/2020; 1 hrs per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-02-24

Other Names

• Stephanie E Goolsbay
• Stephanie Elyse Goolsbay