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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 01/2013 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2022 | Present |
KWolfe Collective located in Glen Ridge, NJ. This business is NOT investment related, it is a consulting business that works with small companies on strategy, executive coaching and design. I am the Principal and Owner. This business was registered in September of 2020. I spend approx 15 hours per week on this business, non of the time spent on this is during securities trading hours. I work with companies on coaching leadership on strategy and design for their company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-24 |
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