Heather E Hawley

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 01/2025
  Royal Alliance
  Utica, NY
• 10/2011 → 12/2025
  Advanced Group Finanical Services, Llc .
  Utica, NY
• 01/2025 → 12/2025
  Commonwealth Financial Network
  Waltham, MA
• 01/2026 → Present
  Kestra Investment Services Llc
  Utica, NY
• 01/2026 → Present
  Kestra Advisory Services Llc
  Utica, NY

Previous Registrations

• 2025-01-02 → 2025-12-08
  Commonwealth Financial Network
  Camillus, NY
  Utica, NY
• 2015-12-23 → 2025-01-09
  Osaic Wealth, Inc.
  Utica, NY
• 2014-04-23 → 2021-11-30
  Advanced Group Financial Services, Llc
  Utica, NY
• 2008-05-14 → 2011-10-05
  Equitable Advisors, Llc
  Syracuse, NY
  New Hartford, NY

Other Businesses

Name: CORNERSTONE PLANNING GROUP, INC POSITION: Agent NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/05/2026 ADDRESS: 2113 Genesee St, Utica NY 13501, United States DESCRIPTION: Sell and service fixed life insurance and fixed annuities through a general agent. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: HEATHER E HAWLEY POSITION: Notary Public NATURE: Notary public INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2026 ADDRESS: 2113 Genesee St, Utica NY 13501, United States DESCRIPTION: Notarize documents for clients at no charge.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-01

Designations

• Certified Financial Planner

Other Names

• Heather Lawlor
• Heather Elizabeth Lawlor
• Heather Elizabeth Lawlor-Hawley