Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-08-03 |
| TX | RA | APPROVED_RES | 2017-02-13 |
| CO | RA | APPROVED | 2016-11-29 |
Branch Locations
221 E Ivinson Ave, Laramie, WY 82070 • United States
401 W 19Th Street, Cheyenne, WY 82001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 06/2007 | 11/2016 |
| First Interstate Bank | Cheyenne | WY | 04/2007 | 11/2016 |
| Cetera Investment Advisers Llc | Laramie | WY | 01/2014 | 11/2016 |
| Lpl Financial, Llc | Laramie | WY | 11/2016 | Present |
| First Interstate Bank | Laramie | WY | 11/2016 | Present |
1. 11/29/2016 - Ivinson Memorial Hospital Investment Committee - Investment Related - 255 North 30th Street, Laramie, WY 8272 - For-Profit Board Member - Started 03/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading -= Time Spent 1% - Oversight of Outside Managers. 2. 08/03/2017 - First Interstate - DBA: First Interstate Investment Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - started 11/29/2016 - Hours per month 160/ hours during trading 160 3. 8/15/2017 - First Interstate Bank - Investment Related - At Reported Business Location(s) Financial Institution Duty - Started 11/29/2016 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-29 |
Reach out to this advisor