Robert Duffy Tracy

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Foster City, CA
• 03/2017 → 11/2020
  Mml Investors Services, Llc
  San Francisco, CA
• 03/2017 → 11/2020
  Massachusetts Mutual Life Insurance Company
  San Francisco, CA
• 07/2023 → Present
  Lpl Financial Llc
  San Carlos, CA
• 11/2020 → 07/2023
  Lincoln Financial Securities
  San Carlos, CA

Previous Registrations

• 2020-11-17 → 2023-07-25
  Osaic Fs, Inc.
  San Carlos, CA
  Burlingame, CA
• 2017-03-25 → 2020-11-18
  Mml Investors Services, Llc
  San Francisco, CA
  Redwood City, CA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Foster City, CA
  San Francisco, CA
• 2008-06-17 → 2015-01-02
  New England Securities
  Foster City, CA

Other Businesses

1) 06/26/2023 - Robert Tracy - Non-Variable Insurance - Selling: life, L TC, disability - CA 94070 - Investment related - 6 Hours per month - Start date: 7/21/2023. 2) 06/26/2023 - Trading Cards and Memorabilia - Business Owner - buy and sell sports cards - co-owner - CA 94402 - Not investment related - 30 Hours per month - Start date: 6/22/2023. 3) 07/2023 - Pacific Wealth Management Group / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 4) 04/17/2026 - Pacific Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -Start Date 04/14/2026 - 160 hours per month/ 140 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-07-30

Designations