Andrew Stewart Hartman-Maloy

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 02/2019
  Blackrock Investments, Llc
  San Francisco, CA
• 02/2016 → 01/2017
  Unemployed
  San Francisco, CA
• 06/2020 → Present
  Morgan Stanley
  San Francisco, CA
• 03/2019 → 05/2020
  Cmg Securities Llc
  San Fracisco, CA
• 06/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Other Businesses

(1) TARGHEE LLC (operations in Plattenville, LA. LLC based 16 West Kings Hwy, Sioux, City IA). Family LLC which owns agricultural entities in Louisiana. Passive member - No time devoted to LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-01
• S63 Uniform Securities Agent State Law Examination
  2008-03-31

Other Names

• Andy Hartman
• Andrew S Hartman
• Andrew Stewart Hartman