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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-18 |
Branch Locations
680 South Main Street, Lumberton, TX 77657 • United States
401 North 16Th Street, Suite 200, Orange, TX 77630 • United States
855 North Main Street, Vidor, TX 77662 • United States
2925 Dowlen Road, Beaumont, TX 77706 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 08/2009 | 08/2021 |
| Bbva Securities Inc. | Beaumont | TX | 05/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 02/2010 | 08/2021 |
| Bbva Wealth Solutions Inc. | Beaumont | TX | 06/2015 | 08/2021 |
| Pnc Investments | Jasper | TX | 08/2021 | Present |
June 1, 2026 / 50% Owner / Kirby's Arcade LLC / Non - Investment related / Zero hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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