Anothoune Phimmasone

Current Employers

Employment History

• 09/2012 → 07/2018
  Capital One Financial Advisors
  Melville, NY
• 01/2015 → 07/2018
  Capital One Sharebuilder, Inc.
  Mclean, VA
• 01/2015 → 07/2018
  Sharebuilder 401K
  Seattle, WA
• 07/2018 → 01/2024
  Woodbury Financial Services, Inc.
  Mclean, VA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Reston, VA

Previous Registrations

• 2018-07-11 → 2024-01-19
  Woodbury Financial Services, Inc.
  Reston, VA
  Bethesda, MD
• 2015-01-28 → 2018-07-11
  Capital One Advisors, Llc
  Seattle, WA
  Leesburg, VA
  Mclean, VA
• 2012-09-12 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2008-05-28 → 2012-09-06
  M&T Securities, Inc.
  Fairfax, VA
  Falls Church, VA
  Falls Church, VA
  Annandale, VA
  Frederick, MD
  Fairfax, VA
  Falls Church, VA
  Falls Church, VA
  Mclean, VA
  Annapolis, MD
  Arlington, VA
  Falls Church, VA
  Alexandria, VA
  Vienna, VA
  Fairfax, VA
  Annapolis, MD
  Fairfax, VA
  Fairfax, VA
  Fairfax, VA
  Woodbridge, VA
  Fairfax, VA
  Vienna, VA
  Fairfax, VA
• 2008-01-01 → 2008-03-25
  Wells Fargo Clearing Services, Llc
  Fairfax, VA
  Mclean, VA

Other Businesses

1. P.I.M. CAPITAL (PRIVATE INVESTMENT MANAGEMENT CAPITAL) POSITION: Managing Partner NATURE: LLC to do fixed annuity and insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/16/2018 ADDRESS: 10701 Parkridge Blvd, Suite 130, Reston VA 20191, United States DESCRIPTION: Doing fixed annuity business and fixed insurance business. One of the partners (50% member) that will be running our business in support of clients around investments and insurance for Osaic Wealth, Inc. 2. P.I.M. CAPITAL (PRIVATE INVESTMENT MANAGEMENT CAPITAL) LLC POSITION: Managing Partner NATURE: LLC to do fixed annuity and insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/16/2018 ADDRESS: 10701 Parkridge Blvd, Suite 130, Reston VA 20191, United States DESCRIPTION: Doing fixed annuity business and insurance business. One of the partners (50% member) that will be running our business in support of clients around investments and insurance for Osaic Wealth Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-21
• S63 Uniform Securities Agent State Law Examination
  2000-03-30

Other Names

• Ann Phimmasone