Jason Hathcock

Employer firm

Alphastar Capital Management CRD 157423

$2.50B regulatory AUM 28 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 11/2023
  Lpl Financial
  Charlotte, NC
• 10/2024 → 02/2025
  Disys
  Charlotte, NC
• 10/2024 → 02/2025
  Wells Fargo Clearing Services
  Charlotte, NC
• 12/2023 → 09/2024
  Unemployed
  Mooresville, NC
• 04/2025 → Present
  Alphastar Capital Management
  Cornelius, NC

Previous Registrations

• 2024-10-25 → 2025-03-03
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  Charlotte, NC
• 2014-12-16 → 2023-11-10
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC

Exams

• S66 Uniform Combined State Law Examination
  2014-12-15
• S63 Uniform Securities Agent State Law Examination
  2007-09-17

Other Names

• Jason David Hathcock