Mark A Sutterlin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Pennington, NJ

Other Businesses

I*1643255For profit or not for profit: Name of outside business organization: Estate ofInvestment related: noAddress of business: Mays Landing, NJNature of business: Position, title, association: ExecutorStart date of relationship: 01/02/2024Number of hours devoted: 5 monthlyNumber of hours devoted during trading hours: 0Duties: I2048285*, Entity Type, Name of OBA: Institute for Portfolio Alternatives, Address: Washington, DC, 20004, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 01/01/2025, No Hours: 40hrs/Ann, No Hours during trading: 40, Duties: IPA is the only association to represent the top sponsors and distributors of alternative investments. IPA and our members address policy issues that are vital to the national economy and investor choice. IPAs unique position ensures that our members speak with a single voice about issues of national importance. For almost four decades, IPA has served as the preeminent trade organization championing alternatives including private real estate, private credit, private equity, infrastructure, and other alternative assets. IPA advocates for asset managers, broker-dealers, registered investment advisers, and other industry participants. IPA champions the alternative investments industry by hosting innovative events and conferences, offering world-class networking opportunities, providing educational resources, and engaging in impactful advocacy at both federal and state levels. Role will be to attend and contribute at periodic Board meetings - provide perspective on industry themes and set strategy for IPA. I*2172261, Entity Type: Entity For Profit, Name of OBA: real assets adviser, Address: San Ramon, California, 94583, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10-Feb-2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: Real Assets Advisor is an industry network and publication covering alternative investments. As a member of advisory board, I will based to attend one annual board meeting and ad hoc calls to contribute to content and provide strategic direction to Real Asset Advisor.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-26

Other Names

• Mark Sutterlin