Paul S Heitzkey

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-23
TX	RA	APPROVED_RES	2022-05-12
WI	RA	APPROVED	2015-01-12

FL RA
APPROVED

Since 2023-03-23
TX RA
APPROVED_RES

Since 2022-05-12
WI RA
APPROVED

Since 2015-01-12

Branch Locations

Belleville, WI • United States

8000 Excelsior Dr Ste 302, Madison West, WI 53717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co.	Madison	WI	01/2015	Present

01/2015 → Present

Robert W. Baird & Co.

Madison, WI

Previous Registrations

2010-12-03 → 2015-01-23

New England Securities

Middleton, WI

Madison, WI

Middleton, WI

Brookfield, WI

Other Businesses

Name/Address: FlexPath Strategies, LLC / 120 Vantis - Suite 480, Aliso Viejo, CA 92656 Start Date: 8/30/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member on Investment Committee Investment Related Name/Address: St. Ambrose Academy 702 S High Point Rd #209 Madison WI 53719 Start Date: 9/5/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Art teacher Non Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-28
S63	Uniform Securities Agent State Law Examination	2007-08-03

S65 Uniform Investment Adviser Law Examination

2010-07-28
S63 Uniform Securities Agent State Law Examination

2007-08-03

View on SEC IAPD