Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-06-16 |
| PA | RA | APPROVED | 2026-06-16 |
Branch Locations
Downingtown, PA • United States
5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Annuities Distributors, Inc | Dresher | PA | 05/2012 | 01/2022 |
| Prudential Insurance Company Of America | Dresher | PA | 05/2012 | 01/2022 |
| Avantax Investment Services, Inc. | Dallas | TX | 02/2022 | 03/2026 |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | Dallas | TX | 02/2022 | 03/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | 03/2026 |
| Mariner | Overland Park | KS | 03/2026 | 05/2026 |
| Mariner | Overland Park | KS | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-28 |
Reach out to this advisor