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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Comp. | New Orleans | LA | 06/2007 | Present |
| Nylife Securitites, Llc | New Orleans | LA | 09/2007 | Present |
| Serigne-Guidry Properties | Raceland | LA | 02/2011 | 02/2019 |
| Serigne Employee Benefits, Llc | Raceland | LA | 05/2011 | Present |
| Eagle Strategies Llc | Raceland | LA | 06/2015 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 588 Corporate Drive, Houma, LA 70360; Start Date 08/2010; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] : [OPERATING UNDER THE DBA NAME OF SERIGNE EMPLOYEE BENEFITS, LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER ; START DATE: 5/2011]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-15 |
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