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Daniel Joseph Goodwin

Wells Fargo Clearing Services, LLC

Linwood, NJ

Marlton, NJ

CRD 5371123

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-14
  • NJ RA
    APPROVED
    Since 2015-01-14

Branch Locations

1201 New Rd [Lo-Rbo], Linwood, NJ 08221 • United States

10000 Sagemore Dr Ste 10102, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Haddon Township NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Haddon Township NJ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-13
S63 Uniform Securities Agent State Law Examination 2011-08-26
  • S66 Uniform Combined State Law Examination
    2015-01-13
  • S63 Uniform Securities Agent State Law Examination
    2011-08-26
Other Names
  • Daniel Goodwin

View on SEC IAPD

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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
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