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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Rochester | MN | 05/2021 | Present |
| Guardian Life Insurance Company | Rochester | MN | 04/2011 | Present |
1) Maxon Properties, LLC Start date: 08/03/2020 Address: Rochester, MN 2 total hours per month; 0 during securities trading hours, Investment related, Greater than 10% annual compensation, 2) Little Flowers-Volunteer, Communications Coordinator, Start date: 05/11/2023, Address: 451 5th Street SW, Pine Island, MN 55963, 2 total hours per month; 0 during securities trading hours, Not Investment related, No compensation, 3) Maxon Family Cremation and Life Celebrations, LLC, Start date: 07/1/2024, Address: Rochester, MN, 2 total hours per month; 0 during securities trading hours, Not Investment related, No compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
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