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Anna M Maxon

Park Avenue Securities LLC

Rochester, MN

CRD 5370852

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-06-01
  • MN RA
    APPROVED
    Since 2022-06-01

Branch Locations

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Rochester MN 05/2021 Present
Guardian Life Insurance Company Rochester MN 04/2011 Present
  • 05/2021 → Present
    Park Avenue Securities
    Rochester, MN
  • 04/2011 → Present
    Guardian Life Insurance Company
    Rochester, MN
Other Businesses

1) Maxon Properties, LLC Start date: 08/03/2020 Address: Rochester, MN 2 total hours per month; 0 during securities trading hours, Investment related, Greater than 10% annual compensation, 2) Little Flowers-Volunteer, Communications Coordinator, Start date: 05/11/2023, Address: 451 5th Street SW, Pine Island, MN 55963, 2 total hours per month; 0 during securities trading hours, Not Investment related, No compensation, 3) Maxon Family Cremation and Life Celebrations, LLC, Start date: 07/1/2024, Address: Rochester, MN, 2 total hours per month; 0 during securities trading hours, Not Investment related, No compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
  • S66 Uniform Combined State Law Examination
    2022-04-19
Other Names
  • Anna Hegland
  • Anna M Hegland

View on SEC IAPD

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