Dana Jerome Johnson

Employer firm

Johnson Capital Global Advisory L.l.c. CRD 300578

$1.20M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 09/2016
  Santander Bank, Na
  Newark, NJ
• 03/2014 → 09/2016
  Santander Securities Llc
  Guay, PR
• 09/2016 → 11/2016
  Unemployed
  Jersey City, NJ
• 11/2016 → 05/2018
  Wilmington Capital Securities Llc
  New York, NY
• 04/2018 → Present
  Johnson Capital Global Advisory L.L.C.
  Jersey City, NJ

Previous Registrations

• 2016-11-25 → 2018-05-02
  Wilmington Capital Securities, Llc
  New York, NY
• 2014-04-08 → 2016-09-21
  Santander Securities Llc
  Newark, NJ
  Short Hills, NJ
  Jersey City, NJ
  Hoboken, NJ
  New York, NY
  Newark, NJ
  Short Hills, NJ
  Boston, MA
• 2011-05-18 → 2013-11-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Hackensack, NJ
• 2008-07-10 → 2011-04-28
  Chase Investment Services Corp.
  Brooklyn, NY
  Brooklyn, NY
• 2008-03-03 → 2008-05-28
  Morgan Stanley & Co. Llc
  New York, NY

Other Businesses

HOBOKEN SCHOOL OF EDUCATION, NON-INVESTMENT RELATED, 158 4TH STREET HOBOKEN NJ 07030, TEACHING/EDUCATION, SUBSTITUTE TEACHER, STARTED 7/1/2016, 60-64 HOURS PER MONTH, ZERO HOURS DURING MARKET HOURS IF NOT SUBSTITUTING EACH DAY. RAISER LLC (UBER), NON-INVESTMENT RELATED, 74 WASHINGTON STREET HOBOKEN NJ 07030, TRANSPORTATION DRIVER, 08/26/2017, 25 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-28
• S63 Uniform Securities Agent State Law Examination
  2007-08-06

Other Names

• Dana Jerome Johnson
• Dana J Johnson
• Dana J Johnson