Michael Raymond Schwenk

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-21
TX	RA	APPROVED	2025-03-21

NY RA
APPROVED

Since 2025-03-21
TX RA
APPROVED

Since 2025-03-21

Branch Locations

611 East Main Street, Riverhead, NY 11901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Hampton Bays	NY	01/2012	03/2025
City National Bank	Hampton Bays	NY	07/2018	01/2025
Morgan Stanley Smith Barney Llc	Riverhead	NY	03/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2025	Present

01/2012 → 03/2025

Rbc Capital Markets, Llc

Hampton Bays, NY
07/2018 → 01/2025

City National Bank

Hampton Bays, NY
03/2025 → Present

Morgan Stanley Smith Barney Llc

Riverhead, NY
04/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-01-27 → 2025-05-12

Rbc Capital Markets, Llc

Hampton Bays, NY

East Quogue, NY
2010-03-03 → 2012-01-30

Stifel, Nicolaus & Company, Incorporated

Hauppauge, NY
2008-11-12 → 2010-03-04

Wells Fargo Clearing Services, Llc

Hauppauge, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-22

S66 Uniform Combined State Law Examination

2008-08-22

Other Names

Michael Schwenk

View on SEC IAPD

Other Firms

EAST END FINANCIAL GROUP, INC.

OSAIC WEALTH, INC.

J.P. MORGAN SECURITIES LLC

SPRUCE POINT CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

PECONIC ASSET PLANNING

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LINCOLN INVESTMENT

Other Investors

PANAYOTA PATRICIA DELUCA

CINDY E HUBBARD

Philip Scaglione

TIMOTHY JAMES BOURKE

FRANK STEVEN MARINACE

LAURA ANNE FENNELL

Other Offices

EAST END FINANCIAL GROUP, INC. · RIVERHEAD, NY

OSAIC WEALTH, INC. · RIVERHEAD, NY

J.P. MORGAN SECURITIES LLC · RIVERHEAD, NY

SPRUCE POINT CAPITAL MANAGEMENT, LLC · RIVERHEAD, NY

LPL FINANCIAL LLC · RIVERHEAD, NY

PECONIC ASSET PLANNING · RIVERHEAD, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERHEAD, NY

More in Riverhead, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor