Jason Allen Romph

Current Employers

Lee Financial Company, Llc

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-07-29

TX RA
APPROVED

Since 2011-07-29

Branch Locations

8350 N. Central Expressway Suite 1800, Dallas, TX 75206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lee Financial Corporation	Dallas	TX	06/2011	Present

06/2011 → Present

Lee Financial Corporation

Dallas, TX

Previous Registrations

2010-02-09 → 2010-03-31

Usaa Financial Planning Services

San Antonio, TX
2008-03-12 → 2009-12-31

Rbc Capital Markets, Llc

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-07

S66 Uniform Combined State Law Examination

2008-03-07

View on SEC IAPD

Current Employers

Lee Financial Company, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews