Charles Lloyd Arnold

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2013-03-19

CO RA
APPROVED

Since 2013-03-19

Branch Locations

Highlands Ranch, CO • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Winbak Farms Llc	Chesapeake City	MD	06/2012	01/2021
The Leaders Group Inc	Summit	NJ	03/2012	Present

06/2012 → 01/2021

Winbak Farms Llc

Chesapeake City, MD
03/2012 → Present

The Leaders Group Inc

Summit, NJ

Previous Registrations

2012-04-12 → 2012-08-01

Raymond James Financial Services Advisors, Inc

Greenwood Village, CO

Other Businesses

1.) TLG ADVISORS INC - 3/1/2013 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rep, IAR Business, 40 hrs/wk. 2.) INDEPENDENT LIFE INSURANCE AGENT - 7/31/2023 - 475 Springfield Avenue, Summit, NJ 07901 - Insurance agent, Solicitation and sale of life insurance, Invt Rel, Insurance business, 1 hr/week; 0 hrs/week (during trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-11
S63	Uniform Securities Agent State Law Examination	2007-07-23

S65 Uniform Investment Adviser Law Examination

2012-04-11
S63 Uniform Securities Agent State Law Examination

2007-07-23

View on SEC IAPD