Daniel J Gillette

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2009-10-23
SC	RA	APPROVED	2009-10-23

NC RA
APPROVED

Since 2009-10-23
SC RA
APPROVED

Since 2009-10-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

6200 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Charlotte	NC	03/2008	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	10/2009	Present

03/2008 → Present

Bank Of America, N.A.

Charlotte, NC
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Previous Registrations

2008-04-04 → 2009-10-23

Banc Of America Investment Services, Inc.

Charlotte, NC
2007-09-27 → 2008-01-29

Morgan Stanley & Co. Llc

Charlotte, NC

Other Businesses

I*4399275 Entity Type: Entity For Profit Name of OBA: Fort Millworks LLC Address: Fort Mill, South Carolina, 29708 Investment Related: No Position, Title, Association: Officer,General Partner/Managing Member,Owner Employee Start Date: 05/01/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-14

S66 Uniform Combined State Law Examination

2007-09-14

Other Names

Daniel James Gillette
Daniel James Gillette

View on SEC IAPD