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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-13 |
| CA | RA | APPROVED | 2024-06-13 |
| CO | RA | APPROVED | 2024-04-11 |
| KS | RA | APPROVED | 2024-02-02 |
| TX | RA | APPROVED | 2022-05-13 |
| AZ | RA | APPROVED | 2022-03-17 |
Branch Locations
428 S Gilbert Road, Building 4 Ste 115, Gilbert, AZ 85296 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Borrowed & Blue | Charlottesville | VA | 12/2014 | 01/2017 |
| Occasiongenius | Mesa | AZ | 02/2017 | 01/2018 |
| Birdiebox | Mesa | AZ | 01/2018 | 12/2019 |
| Unemployment | Gilbert | AZ | 01/2020 | 06/2020 |
| Ubs Financial Services Inc. | Phoenix | AZ | 07/2020 | 02/2022 |
| Guardian Life Insurance Company | Scottsdale | AZ | 02/2022 | 06/2023 |
| Park Avenue Securities | Scottsdale | AZ | 02/2022 | 06/2023 |
| Guardian Life Insurance Company | Gilbert | AZ | 06/2023 | Present |
| Park Avenue Securities | Gilbert | AZ | 06/2023 | Present |
MIS1ON LLC, Start: 08/01/2024, Address: 54 E Linda Lane, Gilbert, AZ 85234, 15 total business hours per month, 0 during securities trading hours, Less than 10% of annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-09 |
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