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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-18 |
| IL | RA | APPROVED | 2009-11-05 |
Branch Locations
3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Downers Grove | IL | 02/2008 | Present |
| Principal Securities Inc | Downers Grove | IL | 03/2016 | Present |
*OUTSIDE INSURANCE,BROKER,HEALTH INSURANCE, FIXED LIFE INSURANCE, 10/1/13. *FIXED INSURANCE; LIFE, HEALTH; 09/19/16. ***Muersch Financial Inc.; Not Investment Related; 3333 Finley Road, Suite 500, Downers Grove, IL 60515; Owner; Entity established to pay staff and business related expenses; Start Date: 09/04/2014; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-27 |
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