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50 Nashua Road Suite 200, Londonderry, NH 03053 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-20 |
| ME | RA | APPROVED | 2025-10-15 |
| TX | RA | APPROVED | 2025-10-15 |
| MA | RA | APPROVED | 2016-02-12 |
| NH | RA | APPROVED | 2015-01-20 |
Branch Locations
50 Nashua Road Suite 200, Londonderry, NH 03053 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-02-03 |
Branch Locations
50 Nashua Road, Ste. 200, Londonderry, NH 03053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Applied Capital Management, Inc. | Londonderry | NH | 01/2015 | Present |
| Sagepoint Financial, Inc. | Londonderry | NH | 01/2015 | 02/2020 |
| Lpl Financial Llc | Londonderry | NH | 02/2020 | Present |
1)01/02/2020 - Applied Capital Management, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2020 2)01/02/2020 - Applied Capital Management, Inc. - Non-Variable Insurance - inv rel - at reported business location(s) - start: 05/2012 3) 11/3/2020 - Applied Capital Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 11/02/2020 - 170 Hours Per Month/170 Hours During Securities Trading - Time Spent 100% - I provide financial planning and consulting services through Applied Capital Management, Inc., an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-24 |
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