Christabelle Joy Cook

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 04/2019
  Principal Financial
  Bethesda, MD
• 07/2012 → 04/2019
  Princor Financial
  Bethesda, MD
• 04/2019 → 04/2021
  Hartford Funds Management Company, Llc
  Wayne, PA
• 04/2019 → 04/2021
  Hartford Funds Distributors, Llc
  Wayne, PA
• 04/2021 → Present
  Principal Life Insurance Co
  Alexandria, VA
• 05/2021 → Present
  Principal Securities Inc
  Alexandria, VA

Previous Registrations

• 2019-04-16 → 2021-04-20
  Hartford Funds
  N. Bethesada, MD
  Wayne, PA
  Alexandria, VA
• 2012-07-30 → 2019-04-11
  Principal Securities, Inc.
  Dublin, OH
  Dublin, OH
  Des Moines, IA
  Dublin, OH
  Bethesda, MD
• 2010-06-18 → 2010-09-02
  Morgan Stanley
  Columbus, OH
• 2007-10-31 → 2009-02-19
  Citigroup Global Markets Inc.
  Columbus, OH

Other Businesses

WILBER PROPERTIES, LLC POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 4709 Dolphin lane, alexandria VA 22309, United States DESCRIPTION: This is a passive rental real estate holding company. There is no activities or duties. It is an LLC that holds several real estate properties. I am the owner of the holding company and the real estate.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-24

Other Names

• Christabelle J Cook
• Christabelle Joy Cook
• Christabelle Cook