Awan A Kazi

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-01-01
WA	RA	APPROVED	2022-06-08

OR RA
APPROVED

Since 2025-01-01
WA RA
APPROVED

Since 2022-06-08

Branch Locations

Lake Oswego, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Insurance	Lake Oswego	OR	04/2014	Present
State Farm Vp Management Corp	Lake Oswego	OR	04/2014	Present
State Farm Investment Management Corp.	Lake Oswego	OR	08/2018	06/2019
State Farm Investment Management Corp	Lake Oswego	OR	06/2022	Present

04/2014 → Present

State Farm Insurance

Lake Oswego, OR
04/2014 → Present

State Farm Vp Management Corp

Lake Oswego, OR
08/2018 → 06/2019

State Farm Investment Management Corp.

Lake Oswego, OR
06/2022 → Present

State Farm Investment Management Corp

Lake Oswego, OR

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-08-01

S63 Uniform Securities Agent State Law Examination

2007-08-01

Designations

Chartered Financial Consultant

Other Names

Awan Kazi

View on SEC IAPD