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Pamela Chao

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-22
  • TX RA
    APPROVED
    Since 2019-04-22

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Dallas TX 08/2018 Present
Kitano Capital Dallas TX 04/2015 08/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-20
  • S66 Uniform Combined State Law Examination
    2019-04-20
Other Names
  • Pamela Berezoski

View on SEC IAPD

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