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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-23
MI RA APPROVED 2016-01-28
  • TX RA
    APPROVED_RES
    Since 2020-07-23
  • MI RA
    APPROVED
    Since 2016-01-28

Branch Locations

2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States

321 Settlers Rd Ste 110, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Grand Rapids MI 01/2016 11/2016
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2016 Present
Previous Registrations
Other Businesses

OAKLAND CHRISTIAN REFORMED CHURCH; NOT INV RELATED; HAMILTON, MI; TREASUERER; START 06/30/2024; 4 HOURS PE RMONTH; 0 HOURS DURING TRADING; TO HANDLE THE ORGANIZATIONS BENEVOLENCE ACCOUNTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-04
  • S66 Uniform Combined State Law Examination
    2008-08-04

View on SEC IAPD

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