Jordan Lindsay Phillips

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-07-19

TX RA
APPROVED

Since 2013-07-19

Branch Locations

1701 River Run #1000, Ft Worth, TX 76107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Worth	TX	07/2013	Present

07/2013 → Present

Lpl Financial Llc

Fort Worth, TX

Previous Registrations

2008-02-08 → 2013-07-08

Edward Jones

Ft Worth, TX

Ft Worth, TX

St Louis, MO

Other Businesses

(1) 10/07/2016: Captial Heights Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 1701 River Run Rd, Ste 1000, Fort Worth, TX 76107 - Start 10/10/2017 - 96 Hr/Mo; 96 Hour(s) During Securities Trading - This DBA is for LPL business only. (2) 4/30/2018 - J & K partners LLC - DBA: J and K Partners LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:01/01/2018 - 160 Hour(s) Per Month/160 Hour(s) During Trading. (3) 01/23/2024 - Real Estate Rental - Airbnb - Investment Related - Grand Lake, Colorado - Start Date 12/8/2022 - 3 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-04

S66 Uniform Combined State Law Examination

2008-02-04

Other Names

Jordan Lindsay Simpson

View on SEC IAPD