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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-03-01 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
215 Grand Avenue, Wausau, WI 54403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Advisors, Llc | Waukesha | WI | 09/2022 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 03/2023 | Present |
| Global View Capital Insurance Services, Llc | Waukesha | WI | 09/2022 | Present |
| Woodson Ymca Aspirus Branch | Weston | WI | 01/2016 | 07/2023 |
| Germaine Meverden (Global View Capital Advisors Branch Office) | Wausau | WI | 01/2021 | Present |
[1] GERMAINE MEVERDEN; YES-INVESTMENT RELATED; ADDRESS: 215 GRAND AVENUE, WAUSAU, WI 54403; NATURE: FINANCIAL SERVICES; POSITION: ADMINISTRATIVE ASSISTANT; STARTED: JANUARY 2021 - PRESENT; APPROX. 40 HRS/MO; APPROX. 40 HRS/MO DURING TRADING HOURS; RESPONSIBILIITES: COMPILE CLIENT DATA, ANSWER PHONE CALLS, AND ADMINISTRATIVE DUTIES FOR BRANCH OFFICE OF GVCA. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC (GVCA), AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 09.06.2022-PRESENT; APPROX. 20 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 20 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 09.27.2022 - PRESENT; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02.28.2023 APPROX. 40 HRS/MONTH DURING TRADING HOURS; APPROX. 40 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [5] RIVERSIDE ELEMENTARY SCHOOL PARENT TEACHER ORGANIZATION (PTO); NOT INVESTMENT RELATED; ADDRESS: 166543 RIVER ROAD, RINGLE, WI 54471; NATURE: EDUCATION: POSITION: TREASURER OF PTO; STARTED: 01.01.2024; APPROX. 5 HRS/MO DURING TRADING HOURS; APPROX. 5 HRS/MO OUTSIDE TRADING; RESPONSIBILITIES: BALANCING CHECKBOOK ACCOUNT AND APPROVING & REIMBURSING PURCHASES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-23 |
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