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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-08-23 |
| OR | RA | APPROVED | 2021-08-18 |
| AL | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| CT | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MS | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
6830 Sw Atlanta St, Ste 200, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Tigard | OR | 10/2015 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Portland | OR | 10/2015 | 07/2021 |
| Teresita Boylon | Longview | WA | 08/2016 | 07/2021 |
| Tpo | Lake Oswego | OR | 01/2017 | 08/2017 |
| Lpl Financial Llc | Tigard | OR | 07/2021 | Present |
1) 06/2016 - Real Estate Rental / TERESITA BOYLON / Investment Related / 0Hrs/Mo During Trading / Longview, WA 98632 2) 07/2021 - Non-Variable Insurance / Brian Horn / 0Hrs/Mo During Trading / Tigard, OR 97223
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-03 |
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