Sumana Kar

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-10
CA	RA	APPROVED	2018-11-02

TX RA
APPROVED

Since 2020-03-10
CA RA
APPROVED

Since 2018-11-02

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase Bank	Fountain Valley	CA	06/2015	09/2017
Jp Morgan Securities, Llc	Fountain Valley	CA	08/2015	09/2017
Morgan Stanley	Irvine	CA	09/2017	Present

06/2015 → 09/2017

Jp Morgan Chase Bank

Fountain Valley, CA
08/2015 → 09/2017

Jp Morgan Securities, Llc

Fountain Valley, CA
09/2017 → Present

Morgan Stanley

Irvine, CA

Other Businesses

*379982 - Making Bead Jewelry; Investment related No; Jewelry Making; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2016; During business hours: 0; After business hours: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-02
S63	Uniform Securities Agent State Law Examination	2013-10-07

S65 Uniform Investment Adviser Law Examination

2018-11-02
S63 Uniform Securities Agent State Law Examination

2013-10-07

View on SEC IAPD