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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-01
CA RA APPROVED 2015-04-02
  • TX RA
    APPROVED
    Since 2023-02-01
  • CA RA
    APPROVED
    Since 2015-04-02

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

4001 Woodcreek Oaks Blvd Ste 110, Roseville, CA 95747 • United States

8650 Sierra College Blvd, Roseville, CA 95661 • United States

1512 Eureka Rd Ste 300 [Kc-Rbo], Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sacramento CA 03/2015 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-04-08
    Citrus Heights, CA
    Fair Oaks, CA
    Citrus Heights, CA
    El Dorado Hills, CA
    Folsom, CA
  • 2011-02-08 → 2012-10-01
    Chase Investment Services Corp.
    Citrus Heights, CA
    Citrus Heights, CA
    Fair Oaks, CA
  • 2008-02-20 → 2011-01-06
    Citrus Heights, CA
    Folsom, CA
    St Louis, MO
    Fair Oaks, CA
Other Businesses

BASTION RIDGE STRATEGIC ADVISORS, LLC; INV RELATED;ROSEVILLE,CA; FINANCIAL ADVICE FIRM FOR FINET;100% OWNERSHIP; ; START DATE: 06/25/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-18
  • S66 Uniform Combined State Law Examination
    2008-02-18

View on SEC IAPD

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