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Brooklyn, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Capital Inc. | New York | NY | 06/2007 | Present |
Name of other business: Self-Employed Performing Artist (Actor/Singer) Investment-related: No Address: 200 Congress Street, Apt 1D, Brooklyn, NY 11201 Nature of business: Performing arts and entertainment services Position/Relationship: Self-employed independent contractor Start date: 2022 Approximate hours/month: ~20 hours/month (adjust if you prefer more/less) Hours during securities trading hours: 0-5 hours/month (rarely during markets) Duties: Performs in theatrical, musical, and commercial productions for theaters and production companies. Services include rehearsals, performances, auditions, and related artistic work. Activity is not investment-related and does not involve providing financial services or advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-21 |
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