Best Investors Account Sign in

Kim Franke Lepley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Destin, FL

Birmingham, AL

Rosemary Beach, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-08
AL RA APPROVED 2010-03-12
TX RA APPROVED 2010-03-12
  • FL RA
    APPROVED
    Since 2023-03-08
  • AL RA
    APPROVED
    Since 2010-03-12
  • TX RA
    APPROVED
    Since 2010-03-12

Branch Locations

34990 Emerald Coast Pkwy, Destin, FL 32541 • United States

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Rosemary Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 03/2010 Present
Bank Of America, N.A. Birmingham AL 06/2011 Present
Previous Registrations
  • 2009-06-01 → 2010-03-16
    Morgan Stanley
    Birmingham, AL
  • 2007-09-21 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-20
  • S66 Uniform Combined State Law Examination
    2007-09-20
Other Names
  • Sandra Kim Lepley
  • Sandra Lepley
  • S. Kim Lepley
  • S K Lepley
  • Sandra K Lepley
  • Kim Lepley
  • S. K Lepley
  • Kim F Lepley

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
NEWEDGE ADVISORS
WEALTHTRUST ASSET MANAGEMENT, LLC
MORGAN STANLEY
CHIPSER WEALTH MANAGEMENT, LLC
FARTHER
THRIVENT INVESTMENT MANAGEMENT INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

CHRISTOPHER SCOTT FINKLER
DANIEL FELIZ
Krista Tracy Kenney
TRACY MARIE LARDIERE
Aaron Nathaniel Volz
Gabriel Campbell
JERRY SCOTT BROWN
CORY JUSTIN FOSDYCK

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Destin, FL
NEWEDGE ADVISORS · Destin, FL
WEALTHTRUST ASSET MANAGEMENT, LLC · DESTIN, FL
MORGAN STANLEY · Destin, FL
CHIPSER WEALTH MANAGEMENT, LLC · DESTIN, FL
FARTHER · Destin, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Destin, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Destin, FL

More in Destin, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor