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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-24 |
| SC | RA | APPROVED | 2014-12-08 |
Branch Locations
308 Park Ave, Aiken, SC 29801 • United States
Aiken, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aiken | SC | 12/2014 | Present |
| Bank Of America, N.A. | Aiken | SC | 12/2014 | Present |
RENTAL PROPERTYSUMMERVILLE, SC 29843SINCE 1/1/2005OWNERI*2929269, Entity Type: , Name of OBA: C K, Address: west columbia, South Carolina, 29170, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/22/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2929271, Entity Type: , Name of OBA: P K, Address: West Columbia, South Carolina, 29170, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/22/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2929274, Entity Type: , Name of OBA: C K, Address: West Columbia, South Carolina, 29170, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee State Date: 10/22/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2929275, Entity Type: , Name of OBA: P K, Address: West Columbia, South Carolina, 29170, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee State Date: 10/22/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2930271, Entity Type: , Name of OBA: CP K Trust, Address: West Columbia, South Carolina, 29170, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 10/22/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3403269 Entity Type: Entity For Profit Name of OBA: Always Raising the Bar Address: Aiken, South Carolina, 29803 Investment Related: No Position, Title, Association: Officer,Owner Employee Start Date: 01/01/2026 Number of Hours: 15, Monthly Number of Hours during trading: 0, Monthly Duties: Starting a apparel brand business co-owner. assist in initial outfit and inventory cost, assist in creating brand and product ideas, assist in marketing strategy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-06 |
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