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Kirt Allen Cochran

Mutual Of Omaha Investor Services, Inc.

Waukesha, WI

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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-08-12
NE RA APPROVED 2018-08-10
  • WI RA
    APPROVED
    Since 2021-08-12
  • NE RA
    APPROVED
    Since 2018-08-10

Branch Locations

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Financial Jefferson City MO 07/2014 11/2016
Mutual Of Omaha Invester Services, Inc Omaha NE 12/2016 08/2021
Mutual Of Omaha Invester Services, Inc Waukesha WI 08/2021 Present
  • 07/2014 → 11/2016
    Country Financial
    Jefferson City, MO
  • 12/2016 → 08/2021
    Mutual Of Omaha Invester Services, Inc
    Omaha, NE
  • 08/2021 → Present
    Mutual Of Omaha Invester Services, Inc
    Waukesha, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-08
S63 Uniform Securities Agent State Law Examination 2000-06-23
  • S65 Uniform Investment Adviser Law Examination
    2018-08-08
  • S63 Uniform Securities Agent State Law Examination
    2000-06-23

View on SEC IAPD

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