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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Green Bay | WI | 12/2008 | Present |
| Jack Island Charters, Llc | Fish Creek | WI | 06/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. JACK ISLAND CHARTERS, LLC; NOT INVESTMENT RELATED; 4006 MAIN STREET, FISH CREEK, WI 54212; CHARTER FISHING TRIPS; CHARTER CAPTAIN; 06/15/2011; 20 HOURS PER MONTH; BOAT CAPTAIN AND FISHING GUIDE. 3. 100% OWNER, E J ENTERSPRISES LLC, 9431 SPRUCE ST, FISH CREEK, , WISCONSIN, 54212, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/28/2021, HOURS PER MONTH: 0-5 HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF COMMERCIAL PROPERTY. CURRENTLY LEASED TO RETAIL TENANT. 4. SECRETARY, THE UPLANDS AT COTTAGE ROW CONDOMINIUM OWNERS ASSOCIATION, 3580 BAY HARBOR DR, GREEN BAY, , WISCONSIN, 54311, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 07/11/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SECRETARY 5. 100% OWNER, JW FINANCIAL LLC, 2985 VOYAGER DR, GREEN BAY, , WISCONSIN, 54311, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN THE PROPERTY AND BE THE LESSOR FOR THE LESSEE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-08 |
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