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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

301 N Broadway Ste 201, De Pere, WI 54115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2007 Present
Northwestern Mutual Investment Services, Llc Green Bay WI 12/2008 Present
Jack Island Charters, Llc Fish Creek WI 06/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2007 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2008 → Present
    Green Bay, WI
  • 06/2011 → Present
    Jack Island Charters, Llc
    Fish Creek, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. JACK ISLAND CHARTERS, LLC; NOT INVESTMENT RELATED; 4006 MAIN STREET, FISH CREEK, WI 54212; CHARTER FISHING TRIPS; CHARTER CAPTAIN; 06/15/2011; 20 HOURS PER MONTH; BOAT CAPTAIN AND FISHING GUIDE. 3. 100% OWNER, E J ENTERSPRISES LLC, 9431 SPRUCE ST, FISH CREEK, , WISCONSIN, 54212, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/28/2021, HOURS PER MONTH: 0-5 HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF COMMERCIAL PROPERTY. CURRENTLY LEASED TO RETAIL TENANT. 4. SECRETARY, THE UPLANDS AT COTTAGE ROW CONDOMINIUM OWNERS ASSOCIATION, 3580 BAY HARBOR DR, GREEN BAY, , WISCONSIN, 54311, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 07/11/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SECRETARY 5. 100% OWNER, JW FINANCIAL LLC, 2985 VOYAGER DR, GREEN BAY, , WISCONSIN, 54311, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN THE PROPERTY AND BE THE LESSOR FOR THE LESSEE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-01
S63 Uniform Securities Agent State Law Examination 2009-01-08
  • S65 Uniform Investment Adviser Law Examination
    2013-05-01
  • S63 Uniform Securities Agent State Law Examination
    2009-01-08

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