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Tarrytown, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 07/2014 | 10/2018 |
| Ameriprise Financial Services, Inc | New York | NY | 12/2019 | 10/2020 |
| Unemployed | New York | NY | 07/2019 | 11/2019 |
| Wealthsimple | Brooklyn | NY | 11/2018 | 06/2019 |
| Pope Wealth Planning, Llc | New York | NY | 01/2020 | Present |
| Northstar Money | New York | NY | 11/2020 | 06/2023 |
| Trinity School (New York) | New York | NY | 03/2022 | Present |
Name of the other business: Watt Inc., d.b.a. Northstar Money Investment-related: No Address of the other business: 850 Tularosa Dr., #C Los Angeles CA 90026 Nature of the other business: Northstar is a fintech company that enables employers to offer financial wellness, compensation, and benefits advice. Position with the other business: Financial Planner Start date of your relationship: 11/2/2020 Approximate number of hours/month you devote to the other business: 100 hours/mo. Number of hours you devote to the other business during securities trading hours: 4 hours/day Duties relating to the other business: Duties involve providing advice related to budgeting, savings, employee benefits and general financial advice.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-20 |
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