David B. Palmer

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2007-08-03

NC RA
APPROVED

Since 2007-08-03

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

Pinehurst, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pinehurst	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Pinehurst	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Pinehurst, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pinehurst, NC

Other Businesses

TRUSTEE FOR MOTHER, INV RELATED, CHARLOTTE, NC, START: 10/2013. STATE OF FLORIDA REAL ESTATE LICENSE, NOT INV. RELATED, START: 1/1/05, 0 HOURS/MONTH, 0 DURING TRADING. STATE OF NORTH CAROLINA LAW LICENSE, NOT INV. RELATED, START: 1/1/1982, 0 HOURS/MONTH, 0 DURING TRADING. HOLLAND ENTERPRISES, LLC, NOT INV RELATED, JUPITER, FL, MANAGING DIRECTOR, START: 1/1/2005, 10 HOURS PER MONTH/5 DURING TRADING. HOLLAND CAPITAL & CONSULTING, LLC, NOT INV RELATED, JUPITER, FL, MANAGING DIRECTOR, START: 1/1/2005, 10 HOURS PER MONTH/5 DURING TRADING. RDT INVESTMENTS, LLC; NOT INV RELATED; PINEHURST,NC; 54% OWNERSHIP; START 12/17/2020; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; MANAGE LOT, LANDSCAPING, AND POTENTIAL BUILDING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-02

S66 Uniform Combined State Law Examination

2007-08-02

Other Names

David Palmer

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