Abby E Goldstein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 02/2025
  Wells Fargo Advisors Financial Network, Llc
  Westlake Village, CA
• 02/2025 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2012-11-02 → 2025-03-06
  Wells Fargo Advisors Financial Network, Llc
  Westlake Village, CA
  Westlake, CA
• 2009-10-23 → 2012-11-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
• 2007-08-22 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Santa Monica, CA
  Westlake Village, CA
  Ft. Worth, TX

Other Businesses

1 - 12/2024 - Jay & Abby Dinkins Family Trust - Real Estate Rental - Inv Related - 1 Hour/Month - 1 Hour During Trading - TX 76177 - OBA Start Date: 11/19/2024. 2 - 12/2024 - Townsgate Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 3 - 12/2024 - FINRA Arbitrator - Inv Related - 5 Hours/Month - CA 90071 - OBA Start Date: 11/19/2024. 4 - 12/2024 - Apulia Corporation - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 1 Hour/Month - 1 Hour During Trading - CA 91301 - OBA Start Date: 11/19/2024.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-21

Designations

• Certified Financial Planner

Other Names

• Abby Edwards
• Abby Edwards Teasdale
• Abby E Dinkins