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Inactive

Alisha Marie Norris

Cx Institutional, LLC

Auburn, IN

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-02-23
  • IN RA
    APPROVED
    Since 2022-02-23

Branch Locations

200 East 7Th Street, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dekko Investment Services Kendallville IN 09/2013 02/2022
Lpl Financial Kendallville IN 10/2013 02/2022
Cx Institutional Auburn IN 02/2022 Present
  • 09/2013 → 02/2022
    Dekko Investment Services
    Kendallville, IN
  • 10/2013 → 02/2022
    Lpl Financial
    Kendallville, IN
  • 02/2022 → Present
    Cx Institutional
    Auburn, IN
Previous Registrations
  • 2013-10-11 → 2022-02-22
    Kendallville, IN
  • 2012-12-04 → 2013-07-10
    Fort Wayne, IN
    Warsaw, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Warsaw, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Mill, SC
  • 2011-10-24 → 2012-12-05
    Cetera Investment Services Llc
    Fort Wayne, IN
  • 2009-08-04 → 2009-11-27
    Detroit, MI
Other Businesses

Junior Achievement of Northern Indiana - Yes, investment-related - 550 E Wallen Road, Fort Wayne, IN 46825 The organization promotes financial literacy and entrepreneurship to young people in the community. Alisha Norris will serve as committee member for the JA Foundation Investment Committee Start date 10/01/2023 Approximately 1 hour per month, exclusively outside of securities trading hours Community Foundation of Greater Fort Wayne - Yes, investment related 555 East Wayne Street, Fort Wayne, IN 46802 The Community Foundation of Greater Fort Wayne is a tax-exempt, public grantmaking charity dedicated to improving the lives of everyone in the greater Fort Wayne community. Alisha Norris is a member of the Investment Committee. Start date is 07/10/2024. Approximately 1 hour per month, exclusively outside of securities trading hours Alisha Norris duties entail establishment of polices and direction for the implementation of the investment program of the assets of the Community Foundation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-31
  • S66 Uniform Combined State Law Examination
    2009-07-31
Designations
Other Names
  • Alisha Etzler
  • Alisha Marie Norris
  • Alisha Marie Etzler

View on SEC IAPD

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