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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dekko Investment Services | Kendallville | IN | 09/2013 | 02/2022 |
| Lpl Financial | Kendallville | IN | 10/2013 | 02/2022 |
| Cx Institutional | Auburn | IN | 02/2022 | Present |
Junior Achievement of Northern Indiana - Yes, investment-related - 550 E Wallen Road, Fort Wayne, IN 46825 The organization promotes financial literacy and entrepreneurship to young people in the community. Alisha Norris will serve as committee member for the JA Foundation Investment Committee Start date 10/01/2023 Approximately 1 hour per month, exclusively outside of securities trading hours Community Foundation of Greater Fort Wayne - Yes, investment related 555 East Wayne Street, Fort Wayne, IN 46802 The Community Foundation of Greater Fort Wayne is a tax-exempt, public grantmaking charity dedicated to improving the lives of everyone in the greater Fort Wayne community. Alisha Norris is a member of the Investment Committee. Start date is 07/10/2024. Approximately 1 hour per month, exclusively outside of securities trading hours Alisha Norris duties entail establishment of polices and direction for the implementation of the investment program of the assets of the Community Foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-31 |
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