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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-07 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2011 | 12/2020 |
| Bbva Wealth Solutions Inc. | Houston | TX | 10/2010 | 12/2020 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 12/2020 |
| Compass Bank | Birmingham | AL | 05/2007 | 12/2020 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 12/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2021 | Present |
1. RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2018 ADDRESS: 1213 W 15 1/2 ST, HOUSTON TX 77008, United States DESCRIPTION: RENTAL PROPERTY 2. * 421212 - Mondragon Gomez LLC; Investment related - Yes; Houston, Texas; Real Estate; Partner, (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 0; After business hours: 0; administer passive real estate investments *644491 - MONGOM VENTURES LLC; Investment Related - Yes; HOUSTON, Texas; Real Estate, Rental Property; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2025; During Business Hours: 0; After Business Hours: 0; Investing in real estate private investments and rental properties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-17 |
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