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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-04
TX RA APPROVED_RES 2025-05-15
  • IL RA
    APPROVED
    Since 2025-06-04
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

1700 E Golf Rd., Ste 225, Schaumburg, IL 60173 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arlington Heights IL 10/2012 04/2025
Jpmorgan Chase Arlington Heights IL 05/2009 04/2025
Stevenson High School Lincolnshire IL 08/2024 10/2024
Lpl Financial Llc Schaumburg IL 05/2025 Present
  • 10/2012 → 04/2025
    Arlington Heights, IL
  • 05/2009 → 04/2025
    Jpmorgan Chase
    Arlington Heights, IL
  • 08/2024 → 10/2024
    Stevenson High School
    Lincolnshire, IL
  • 05/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-10-01 → 2025-04-22
    Arlington Hts, IL
    Arlington Heights, IL
  • 2009-01-28 → 2012-10-01
    Chase Investment Services Corp.
    Rolling Meadows, IL
    Fox River Grove, IL
    Mchenry, IL
    Fox River Grove, IL
    Fox River Grove, IL
    Woodstock, IL
    Arlington Heights, IL
    Carpentersville, IL
Other Businesses

1) 2026-04-20 - National Life Group - Non-Variable Insurance - Y - 1 - 1 - at reported business location(s) - 2026-04-13 - Life Insurance Agent 2) 2025-06-23 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Haack Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Y - 160 - 130 - at reported business location(s) - 2025-06-17 - 3) 2025-06-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Genesis Wealth LLC - DBA for LPL Business (entity for LPL business) - Y - 150 - 6 - at reported business location(s) - 2025-06-12 - 4) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - PWA LLC - DBA for LPL Business (entity for LPL business) - Y - 74 - 3.7 - at reported business location(s) - 2025-04-29 - 5) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Professional Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Y - 74 - 3.7 - at reported business location(s) - 2025-04-29 - 6) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - PWA FS - DBA for LPL Business (entity for LPL business) - Y - 1 - 0 - at reported business location(s) - 2025-04-29 - 7) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Professional Wealth Advisors Insurance Services - DBA for LPL Business (entity for LPL business) - Y - 1 - .05 - at reported business location(s) - 2025-04-29 -

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-23
S63 Uniform Securities Agent State Law Examination 2007-07-19
  • S66 Uniform Combined State Law Examination
    2009-01-23
  • S63 Uniform Securities Agent State Law Examination
    2007-07-19

View on SEC IAPD

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