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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-04 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
1700 E Golf Rd., Ste 225, Schaumburg, IL 60173 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Arlington Heights | IL | 10/2012 | 04/2025 |
| Jpmorgan Chase | Arlington Heights | IL | 05/2009 | 04/2025 |
| Stevenson High School | Lincolnshire | IL | 08/2024 | 10/2024 |
| Lpl Financial Llc | Schaumburg | IL | 05/2025 | Present |
1) 2026-04-20 - National Life Group - Non-Variable Insurance - Y - 1 - 1 - at reported business location(s) - 2026-04-13 - Life Insurance Agent 2) 2025-06-23 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Haack Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Y - 160 - 130 - at reported business location(s) - 2025-06-17 - 3) 2025-06-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Genesis Wealth LLC - DBA for LPL Business (entity for LPL business) - Y - 150 - 6 - at reported business location(s) - 2025-06-12 - 4) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - PWA LLC - DBA for LPL Business (entity for LPL business) - Y - 74 - 3.7 - at reported business location(s) - 2025-04-29 - 5) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Professional Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Y - 74 - 3.7 - at reported business location(s) - 2025-04-29 - 6) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - PWA FS - DBA for LPL Business (entity for LPL business) - Y - 1 - 0 - at reported business location(s) - 2025-04-29 - 7) 2025-05-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Professional Wealth Advisors Insurance Services - DBA for LPL Business (entity for LPL business) - Y - 1 - .05 - at reported business location(s) - 2025-04-29 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-19 |
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