Erica Lynn Khan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 04/2021
  Citigroup
  Chicago, IL
• 05/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2021 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2020-02-17 → 2021-05-10
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Schaumburg, IL

Other Businesses

I*2029315, Entity Type, Name of OBA: Chicago Estate Planning Council, Address: Chicago, IL, 60611, Investment Related: No, Position, Title, Association: Committee (Co-Chair), Employee Start Date: 07/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: The Networking Committee was established to foster interaction among CEPC members across the various disciplines. Accordingly, the objective of the Networking Committee is to develop and plan networking events that give CEPC members the valuable opportunity to interact with each other for professional purposes. I*2029316, Entity Type, Name of OBA: Montessori Academy of Chicago, Address: Chicago, IL, 60611, Investment Related: No, Position, Title, Association: Committee (Co-Chair), Employee Start Date: 09/30/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Parent advisory committee - Organize meetings, agendas and take minutes. Present ideas and feedback for improvements for the school.I*, 2762304Entity Type: Name of OBA: Friends of the Montessori Academy of ChicagoAddress: Chicago, Illinois 60607Investment Related: NoPosition, Title, Association: Event plannerEmployee Start Date: 08/20/2025No Hours: 1hr per monthNo Hours during trading: 0 Duties: Friends of the Montessori Academy of Chicago, a not-for-profit 501(c)(3) organization, was founded with the commitment to invest in our community, teachers, and students. It is fully run by volunteer parents who help raise funds throughout the year to support initiatives like teacher training and professional development grants, scholarship opportunities for students in need, and extra-curricular programming materials. In addition to other initiatives, FoMAC hosts a school-wide 5k race and our annual gala. plan events I*3592266 Entity Type: Entity Charitable Name of OBA: A Safe Haven Foundation Address: Chicago, Illinois, 60608 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/06/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: provide treatment, housing, support services and career pathways to individuals in crisis serve on an event committee (help with planning events and participating during events - ie holiday gift drive, spring block party, expand philanthropic presence, attend board meetings 1x per month - generally 1 hour each meeting,

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-15
• S63 Uniform Securities Agent State Law Examination
  2007-08-01

Other Names

• Erica L Hall
• Erica L Khan
• Erica Khan