Helena Katherine Mahoney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 07/2021
  Waddell & Reed, Inc.
  Portsmouth, NH
• 05/2011 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Exeter, NH
• 06/2011 → 05/2017
  Lisa Dale
  Madbury, NH
• 05/2017 → 07/2021
  Blue Granite Financial, Inc (Dba)
  Madbury, NH
• 07/2021 → Present
  Lpl Financial Llc
  Portsmouth, NH

Previous Registrations

• 2011-05-19 → 2021-07-21
  Waddell & Reed
  Portsmouth, NH
  Portsmouth, NH
  Dover, MA
  Hamden, CT
• 2007-07-16 → 2010-06-22
  Waddell & Reed
  Charleroi, PA

Other Businesses

1) 05/01/2017 - DBA for LPL Business (entity for LPL business) - Blue Granite Financial, Inc. - Investment Related - Portsmouth, NH 03801 2) 05/23/2022 - Blue Granite Financial, Inc. - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 02/05/2020 - 1 Hours Per Month/ 1 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-12

Designations

• Certified Financial Planner

Other Names

• Helena Katherine Gaudreau
• Helena Katherine Griffin
• Helena Griffin
• Helena Katherine Mahoney