Brandon Douglas Cardarelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2017-11-29
TX	RA	APPROVED_RES	2017-11-29

MA RA
APPROVED

Since 2017-11-29
TX RA
APPROVED_RES

Since 2017-11-29

Branch Locations

11 Apex Drive, Suite 300A, Marlborough, MA 01752 • United States

Plymouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Westborough	MA	08/2013	11/2017
Lpl Financial Llc	Westborough	MA	11/2017	Present

08/2013 → 11/2017

National Planning Corporation

Westborough, MA
11/2017 → Present

Lpl Financial Llc

Westborough, MA

Previous Registrations

2016-01-11 → 2017-11-29

National Planning Corporation

Westborough, MA

Los Angeles, CA
2009-03-26 → 2013-08-19

Ameriprise Financial Services, Llc

Westborough, MA

Westborough, MA

Other Businesses

1. 11/29/2017 - Waymark Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 8/9/2013 - 160 Hours Per Month / 160 Hours During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-17

S66 Uniform Combined State Law Examination

2009-02-17

Designations

Certified Financial Planner

View on SEC IAPD