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Current Employers
Strategic Financial Concepts, Llc

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-04
LA RA APPROVED 2012-05-15
  • TX RA
    APPROVED
    Since 2013-09-04
  • LA RA
    APPROVED
    Since 2012-05-15

Branch Locations

2817 Athania Parkway, Metairie, LA 70002 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Metairie LA 09/2009 Present
Strategic Financial Concepts Metairie LA 05/2012 Present
  • 09/2009 → Present
    Lpl Financial Llc
    Metairie, LA
  • 05/2012 → Present
    Strategic Financial Concepts
    Metairie, LA
Previous Registrations
  • 2009-02-10 → 2009-09-08
    Mutual Service Corporation
    Metairie, LA
    Boston, MA
    Metairie, LA
  • 2007-01-26 → 2008-06-27
    American General Securities Incorporated
    Metairie, LA
    Metairie, LA
Other Businesses

(1) 05/16/2012 - STRATEGIC FINANCIAL CONCEPTS (SFC) - REGISTERED INVESTMENT ADVISOR - (HYBRID) STRATEGIC FINANCIAL CONCEPTS (SFC) - I WILL PROVIDE ADVISORY SERVICES, FINANCIAL PLANS OR ADVICE FOR HOURLY AND OR FIXED FEES - 40% OF TIME SPENT - METAIRIE, LA (2) 11/04/2013 - BENEFIT PLANNING GROUP - NON-VARIABLE INSURANCE DBA - BENEFIT PLANNING GROUP - TITLE: VICE PRESIDENT. IN ADDITION TO THE VARIABLE PRODUCTS UNDER THE LPL BD I ALSO SELL INSURANCE PRODUCTS INCLUDING HEALTH, LIFE DENTAL, DISABILITY INCOME INSURANCE AND FIXED ANNUITIES. - 50% OF TIME SPENT - METAIRIE, LA (3) 03/19/2019 - Benefit Planning Group Insurance & Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - 160 hrs/mo - 160 hrs during trading. (4) 04/27/2022 - Thomas John Meyer, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 04/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-02-16
S65 Uniform Investment Adviser Law Examination 2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    2007-02-16
  • S65 Uniform Investment Adviser Law Examination
    2007-01-12

View on SEC IAPD

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