Patrick Forsyth

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Bluff Country
  Houston, MN
• 05/2007 → 09/2025
  Avantax Investment Services, Inc.
  Houston, MN
• 09/2013 → 09/2025
  Avantax Advisory Services
  Houston, MN
• 02/2009 → 09/2025
  Avantax Insurance Agency, Llc
  Houston, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Houston, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-09-11 → 2025-09-05
  Avantax Advisory Services
  Houston, MN

Other Businesses

1) Cross of Christ Lutheran Church of Houston~204 S. Chase St~Houston~MN~55943~Accounting~Accountant/Bookkeeper~10/18/2016~1hrs~1hrs~manage quickbooks and accounts for the church 2) Houston United Campaign~513 E. Cedar~Houston~MN~55943~Accounting~President~10/18/2016~1hrs~1hrs~Serve as president for organization 3) Stone Church & St. Peter's Cemetery Association~PO Box 195~Houston~MN~55943~Accounting~Treasurer/Comptroller~3/12/2017~1hrs~1hrs~QuickBooks accounting 4) Valley View Healthcare~510 East Cedar Street~Houston~MN~55943~Other~Director/Officer~5/1/2008~2hrs~2hrs~Director for skilled nursing and assisted living center 5) Unity One Federal Credit Union~6701 Burlington Blvd~Ft Worth~TX~76131~Bank Director/Bank Officer~Director/Officer~1/1/1996~2hrs~2hrs~Secretary of the Board 6) MOUND PRAIRIE MUTUAL INSURANCE COMPANY; POSITION: Director NATURE: Board member for a property & casualty mutual insurance company. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/22/2022; ADDRESS: 115 E Cedar Street, Houston MN 55943; Board member for a property & casualty mutual insurance company. 7) DENNIS R. FORSYTH AND NANCY K. FORSYTH DISCLAIMER TRUST; POSITION: Trustee NATURE: My parents had a revocable living trust. My mother passed away in January 2022. There is a disclaimer provision in the living trust. My father disclaimed a portion of the assets and they will be put in a disclaimer trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/07/2022; 106 E Maple St., Houston MN 55943; I have been named trustee for the disclaimer trust. 8) BLUFF COUNTY FINANCIAL SERVICES POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/20/2008 ADDRESS: 106 E Maple St, Houston MN 55943, United States DESCRIPTION: Tax preparation and accounting services. 9) LYLE P AND LORNA M PETERSON TRUST POSITION: Trustee NATURE: I have been named a trustee. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2024 ADDRESS: 106 E Maple St., Houston MN 55943, United States DESCRIPTION: Pay the beneficiaries medical bills. Distribute assets when the beneficiary dies.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-10-14

Designations

• Certified Financial Planner